Capital Market MCQs (Chapterwise Multiple Choice Questions)

Securities and funds pay out takes place on ______ working days after the trade date

‘T+3’

‘T+2’

‘T+1’

Within 24 hours of sale

Answer & Explanation

Correct Answer: ‘T+1’

Note: This Question is unanswered, help us to find answer for this one

If a client buys shares worth Rs. 5,25,000 and sells shares worth Rs. 4,75,000 through a broker, then the maximum brokerage payable to broker is ___.

Rs. 25,000

Rs. 15,000

Rs. 10,000

Rs. 20,000

Answer & Explanation

Correct Answer: Rs. 25,000

Note: This Question is unanswered, help us to find answer for this one

A user can simultaneously view a regular inquiry (e.g. MBP) and the Snap Quote display on the trading screen. True or False?

True

False

Answer & Explanation

Correct Answer: True

Note: This Question is unanswered, help us to find answer for this one

At the end of the trade cycle, the trades are _______ to determine the obligations of the trading members to deliver securities/funds as per settlement schedule.

Grossed

Aggregated

Netted

Offset

Answer & Explanation

Correct Answer: Netted

Note: This Question is unanswered, help us to find answer for this one

What does ‘AUI’ indicate as a message code in 'Full Message window' in the NEAT system?

Auction Initiation Messages

Auction User Interface messages

All messages related to user interface

All messages related to Auctions

Answer & Explanation

Correct Answer: Auction Initiation Messages

Note: This Question is unanswered, help us to find answer for this one

One of the Custodial Trade Reports is the ___________

Client Obligation Report

Custodial Trade Pending Confirmation

Clearing Member Report

None of the above

Answer & Explanation

Correct Answer: Custodial Trade Pending Confirmation

Note: This Question is unanswered, help us to find answer for this one

For liquid securities, the VaR margins are based on the ________ of the Security.

Volatility

Returns

Liquidity

Exposure limit

Answer & Explanation

Correct Answer: Volatility

Note: This Question is unanswered, help us to find answer for this one

Statement 1 : An active buy order matches with the best passive sell order if the price of the passive sell order is less than or equal to the price of the active buy order. Statement 2 : An passive buy order matches with the best active sell order if the price of the passive buy order is less than or equal to the price of the active sell order. Which of the above statements is True?

Statement 2

Statement 1

Both Statement are true

Both Statement are False

Answer & Explanation

Correct Answer: Statement 1

Note: This Question is unanswered, help us to find answer for this one

The Trading Members shall keep the dematerialized securities of Constituents in a separate beneficiary account distinct from the beneficiary account maintained for holding their own dematerialized securities. True or False?

True

False

Answer & Explanation

Correct Answer: True

Note: This Question is unanswered, help us to find answer for this one

Mr. Shah has decided to deposit Rs. 300,000 in the bank annually. If the bank has a policy of continuous compounding and the prevailing interest rate is 12% how much would his deposit grow upto in 3 years?

1,234,146.15

1,113,502.54

1,085,123.70

1,083,467.63

Answer & Explanation

Correct Answer: 1,083,467.63

Note: This Question is unanswered, help us to find answer for this one

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