What does ‘AUI’ indicate as a message code in 'Full Message window' in the NEAT system?

Institutional transactions are identified by the use of the ________ at the time of order entry.

The NSCCL interposes itself as a central counterparty between the counterparties to trades and nets the positions so that a member has security wise net obligation to receive or deliver a security and has to either pay or receive funds. True or False?

A user can simultaneously view a regular inquiry (e.g. MBP) and the Snap Quote display on the trading screen. True or False?

What does OM indicate as an activity in the Activity Log screen in the NEAT system?

The clients introduced by an authorized person to a trading member, would be required to deliver securities and make payments directly in the trade name of the trading member. True or False?

The Message Window in the NEAT system allows a user to view messages broadcast by the Exchange such as, __________

NSCCL becomes the legal counterparty to the net settlement obligations of every member. This principle is called ______.

Statement 1 : An active buy order matches with the best passive sell order if the price of the passive sell order is less than or equal to the price of the active buy order. Statement 2 : An passive buy order matches with the best active sell order if the price of the passive buy order is less than or equal to the price of the active sell order. Which of the above statements is True?

No payment for transaction in which a Trading Member is taking position as a principal will be allowed to be made from the client’s account?

One of the Custodial Trade Reports is the ___________